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cheapbag214s
Wysłany: Pon 18:44, 02 Wrz 2013
Temat postu: Closing Bell Update for February 7
Closing Bell Update for February 7,
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A new tax might be necessary to fund the implementation of Dodd-Frank [Securities Tech Monitor]
The FDIC (and other regulators,
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SEC Commisssioner Luis Aguilar wants stiffer sanctions for securities law violations [Reuters]
NASDAQ computers got hacked [Securities Law Prof]
Now that the distinction between investment advisers and broker-dealers is likely to become less important,
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Closing Bell Update for February 4,
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, but it can no longer afford coach tickets [BBG] SEC Commissioner Kathleen Casey thinks the SEC is a bit rushed in implementing Dodd-Frank [BBG] The SEC's new "pay-for-play" rules may hurt the presidential ambitions of Govs. Morgan may have thought that something fishy was going on with Bernie Madoff long before the fish began to really stink (sorry,
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PREVIOUS POST
Closing Bell Update for February 8,
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, 2011 Even though FINRA's president previously explained that he didn't think a broker fiduciary standard was coming before mid-2012,
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